NTA, INC. was formed by Nicholas T. Avello on the 9th of September 1990 as an Illinois S. Corporation. The main purpose of the Firm is to provide outsourced Regulation Compliance for Registered Broker/Dealer Firms and Registered Futures Commodity Merchants.

NTA, INC. provides the following services:

• Monthly Financial Compilations
• FOCUS & IFR Filing;
  with Net Capital Calculations
• Central Registration Depository (CRD) Filing:
  U-4, U-5, BD & BDW form
• NFA Online Line System (OLS) Filing:
  7R & 8R
• Anti Money Laundering (AML) Audits
• PATRIOT Act Compliance