- Financial Consultant, Purveyor of Justice
NTA, INC.
(Privately Held; 1-10 employees; FUNSEC)
Financial Services Industry
September 1990 - Present (18+ years)
- Purpose: To promote equal and just application of Securities and Commodities law &
clear and concise rule interpretation among all self regulatory organizations.
Goal: Unionizing FINOPS
- Financial Compliance/Controller
First Options / Lit America / Rialcor-Shatkin
(Privately Held; 501-1000 employees)
Financial Services Industry
1986 - 1990 (4 years)
- Various positions throughout the mergers and acquisitions
- EXAMINER
NASD f.k.a. National Association of Securities Dealers, Inc.
(Public Company; 1001-5000 employees; NASD)
Financial Services Industry
1984 - 1986 (2 years)
- Review Members for Adherence to Securities Law
